FSC522 The Regulatory Framework – Course Assessment Assignment 2: Professional obligations, good conduct, and the six-step advice process case studies. Assignment 2: Professional obligations, good conduct, and six-step advice process case studies. Assignment 2 Assignment 2 covers the material from Modules 3 and 4 and tests: Learning Outcome 3: Apply good conduct, ethical, and professional obligations in a financial advice situation. Learning Outcome 4: Outline the six-step advice process. Instructions This assignment has no time limit, other than that you must submit it no later than the due date. Download the assignment and save it to your computer. Answer all of the questions and when you have done this, use the assessment submit button to upload and submit your file for marking. Important: Avoiding plagiarism All answers must be in your own words. You must not, for example, copy and paste portions of text directly from the course materials or other published sources as an answer to a question, although you may quote sparingly from those sources. Any quotes used must be correctly referenced. All work must be your own. Your assessment will be submitted through an electronic plagiarism detection system before marking. Assessments with a significant match to course materials or other published sources will not be marked. The system will also pick up similarities with other students’ assessments including students from previous intakes. If collusion with another student is suspected then both assessments will be referred to the Academic Registrar for investigation and penalties may be applied.

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